Montgomery Securities is founded on the belief that relationships and clear understanding leads to the best outcomes. Born from firsthand experience building and advising companies, Montgomery was created to provide a more thoughtful, founder-focused approach to Investment Banking and Asset Management.
We aim to serve emerging growth companies, long-term investors, and mission-driven entrepreneurs navigating critical decisions throughout their journeys. Montgomery delivers institutional-quality execution with the flexibility, discretion, and care of a boutique partner. Whether advising on a Strategic Transaction, structuring a Private Placement, or curating Alternative Investments, our goal is to help our clients unlock long-term value on their terms.
Built on West Coast entrepreneurial roots, Montgomery blends financial rigor with deep conviction. We don’t chase volume. We focus on clarity, fit, and building something enduring - one relationship at a time.
Alfred Ritter
CEO & Managing Partner
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Securities are offered through Finalis Securities LLC Member FINRA / SIPC. Montgomery Securities LLC is not a registered broker-dealer, and Finalis Securities LLC and Montgomery Securities LLC are separate, unaffiliated entities. Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418.
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Gomonty.com (the "Montgomery Securities Website") is a website operated by Montgomery Securities LLC. This website is for informational purposes only, is not an offer, solicitation, recommendation, or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction. Products and services on this website may not be available for residents of certain jurisdictions. Please consult with a Finalis Securities’ registered representative regarding the product or service in question for further information. Investments involve risk and are not guaranteed to appreciate. Any market price, indicative value, estimate, view, opinion, data, or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and Montgomery Securities LLC along with Finalis Securities LLC accepts no liability for its use or to update it or keep it current.
Investing in private placements involves a high degree of risk. These investments may be illiquid, speculative, and subject to substantial restrictions on transferability. Investors may lose all or part of their investment and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax, and financial advisors prior to making any investment decision. For your reference, Finalis’ Form CRS describes the services that we provide, how we are compensated, and other important information about Finalis Securities LLC.